Use Case
AI Governance for Financial Services
Banks, insurers, and asset managers face the highest regulatory burden around AI. With employees using ChatGPT for client reports, Claude for risk analysis, and Copilot for code reviews, shadow AI is a compliance time bomb. Noxys gives your CISO full visibility in minutes.
Financial institutions average 31 unsanctioned AI tools in active use across departments.
The Risks
Client data in AI prompts
Relationship managers paste portfolio details, account numbers, and client communications into ChatGPT daily. A single IBAN or client name in a prompt is a GDPR breach.
Regulatory exposure
EU AI Act, DORA (Digital Operational Resilience Act), MiFID II, and GDPR all require visibility into AI tool usage. Most banks have zero monitoring in place.
Model risk from unvetted AI
Traders and analysts use AI for forecasting without validation. Unvetted AI outputs entering investment decisions create model risk that auditors are starting to flag.
Cross-border data flows
When a Paris-based analyst uses ChatGPT, data flows to US servers. For financial data subject to EU data residency requirements, this is a compliance violation.
How Noxys Protects You
Real-time PII detection
< 10msDetect IBANs, account numbers, client names, and financial data before they reach AI providers. Sub-10ms latency means zero impact on workflows.
DORA-aligned audit trail
DORA readyImmutable logs of every AI interaction satisfy DORA's ICT risk management requirements. Export-ready for regulatory audits.
Department-level policies
Per-desk rulesDifferent rules for trading desks, private banking, compliance, and IT. Block sensitive platforms for front-office while allowing approved tools for back-office.
Scenario: IBAN leak prevention
A private banker pastes a client brief into Claude, including 4 IBANs and a portfolio summary. Noxys detects the PII in under 10ms, blocks the submission, and coaches the user with a notification explaining why the data cannot be shared with external AI tools. The incident is logged and the compliance team is alerted via Slack.
“We discovered 23 AI tools we didn't know about in the first week. Three of them were being used with client portfolio data.”
— CISO, European mid-market bank
Regulatory Frameworks Covered
Protect Your Organization
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